Compliance Exchange Group in Smithtown

Opening hours

Monday: 09:00 - 17:00
Tuesday: 09:00 - 17:00
Wednesday: 09:00 - 17:00
Thursday: 09:00 - 17:00
Friday: 09:00 - 17:00

M-F 9am-5pm, Sa-Su Closed

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Visit Our Website https://cxgllc.com/

Compliance Exchange Group Service provider

732 Smithtown Bypass, Suite 203
11787 Smithtown

6315955305
https://cxgllc.com/

Compliance Exchange Group - The Market Leader in Broker Dealer Transactions

Description

Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.

Services Include:

Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services